Negros Oriental State University
Negros Oriental State University Research Ethics Committee Research Ethics, Review & Oversight

Research Ethics Review

Understand the NORSU Research Ethics Committee clearance process—from the initial Letter of Intent and submission requirements through review, revisions, final verification, and issuance of Research Ethics Clearance.

Ethics Review Before Implementation

Research involving human participants is submitted to the REC for ethical review before study implementation. The application materials state that research involving human participants shall not commence without prior REC approval and issuance of Research Ethics Clearance.

Start here: The operational flow chart begins with submission of a Letter of Intent and initial form at the NORSU-REC office.

Seven Steps to Research Ethics Clearance

The sequence below follows the supplied NORSU-REC Research Ethics Clearance Process Flow Chart.

View Flow Chart
1

Submission of Letter of Intent and Initial Form

The applicant visits the NORSU-REC office, submits a Letter of Intent (LOI), and fills out the initial form.

2

Sending of Application and Requirements

The REC Secretary sends the Research Ethics Clearance application and list of required documents. The researcher completes the application, research protocol, and other requirements.

3

Assignment for Review

The Ethics Chair reviews the submitted research proposal or assigns it to an ethics committee member for review.

4

Review Process

The review process takes a maximum of seven (7) working days, excluding holidays and weekends.

5

Communication of Review Results

The REC Secretary sends the review results and recommendations to the researcher.

6

Submission of Revisions

The researcher submits the needed documents and responses to reviewer feedback and recommendations.

7

Final Review and Verification

The Ethics Chair conducts final review and verification of the submitted revisions.

Issuance / Release of Research Ethics Clearance

The process concludes with issuance or release of Research Ethics Clearance following satisfactory final review and verification.

Preparing for REC Review

The Research Ethics Manual and current application materials identify documents and information used for initial ethics review. Requirements may vary depending on the study.

Letter of IntentForm 1 begins the operational clearance process.
Application for Research Ethics ReviewForm 2 provides the research protocol format and researcher declaration.
Research ProtocolIncludes the study rationale, objectives, questions, methodology, recruitment, data collection, instruments, analysis, and ethical considerations.
Informed Consent MaterialsParticipant information and consent documentation appropriate to the study.
Supporting DocumentsTechnical or ethical clearances from other committees where applicable, research instruments, permissions, risk assessments, and other study-specific requirements.
Forms & Documents
7

working days maximum

The supplied NORSU-REC process flow chart states that the review process takes a maximum of seven working days, excluding holidays and weekends. This refers specifically to the review-process step and should not be interpreted as a guaranteed total end-to-end clearance time.

What the REC Reviews

The supplied application and reviewer materials identify key scientific and ethical considerations examined during protocol review.

Scientific Soundness

Study rationale, objectives, methodology, participant selection, recruitment, data collection, instruments, and analysis are considered as part of protocol review.

Informed Consent

The review considers whether consent is appropriately documented and whether participation is voluntary and adequately informed.

Privacy & Confidentiality

Researchers should explain what participant information will be obtained and how privacy, confidentiality, and research data will be protected.

Risks & Benefits

The protocol should identify risks and benefits and explain measures intended to reduce or manage research-related risks.

Vulnerable Participants

Studies involving vulnerable participants require appropriate ethical safeguards and special protection.

Researcher Qualifications

The application addresses researcher expertise and qualifications. For student researchers, the current form instructs that only the adviser's CV be attached.

Review Classification & Recommendation

The supplied Reviewer’s Guide includes review classifications and a structured assessment of ethical and scientific considerations.

Exempt

One of the classifications identified in the reviewer guide.

Expedited

One of the classifications identified in the reviewer guide.

Full Board

One of the classifications identified in the reviewer guide.

The reviewer material also provides recommendation options including approval, minor modification, major modification, and disapproval. Classification and decision are determined through REC review; researchers should not self-classify a submission as a substitute for REC assessment.

Ethical Responsibilities Continue

REC oversight does not necessarily end when clearance is issued. The Research Ethics Manual describes continuing responsibilities for approved research.

Amendments

Protocol amendments or revisions should be appropriately reported and reviewed in accordance with REC requirements.

Deviations & Problems

Protocol deviations and unanticipated problems affecting ethical conduct or participant protection require appropriate reporting.

Progress & Monitoring

The REC monitors ongoing approved research and the Manual provides for progress, termination, end-of-study, and final reporting.

Final Documentation

Study files and required reports form part of REC documentation and recordkeeping after review and approval.

Start with the official REC forms and documents.

Download the Letter of Intent, application form, informed-consent templates, process flow chart, and Research Ethics Manual from the Forms & Documents page.